Advertising Compliance

by JoelLewis

Advertising Compliance is an SEO skill for Claude Code, published by JoelLewis in finance_skills.

184 stars35 forkson JoelLewis/finance_skillsAdded 2026/09/07+3% in starsRepository updated 2026/07/18

View source on GitHub Download repo ZIP

claudeclaude-codecompliancefinancefinancial-servicesskillswealth-management

Install in seconds

Install Advertising Compliance

Copy Advertising Compliance into your Claude Code skills folder. Run the command in your terminal, or review the source on GitHub before installing.

terminal

npx degit https://github.com/JoelLewis/finance_skills/tree/main/plugins/compliance/skills/advertising-compliance ~/.claude/skills/advertising-compliance

Requires Node.js. Downloads this skill only — not the rest of the repository — into your Claude Code skills folder.

Without Node.js

git clone https://github.com/JoelLewis/finance_skills.git

Clones the whole repository, then copy the skill’s own directory into your skills folder yourself.

In this catalog

Source file: plugins/compliance/skills/advertising-compliance/SKILL.md in JoelLewis/finance_skills
Installs to: ~/.claude/skills/advertising-compliance
Collection: One of 25 skills cataloged from this repository
Category: SEO — 197 skills

What Advertising Compliance does

Advertising Compliance helps review investment marketing materials for SEC Marketing Rule and FINRA 2210 issues. Use it for performance ads, hypothetical returns, testimonials, social posts, pitchbooks, and recordkeeping questions.

Advertising Compliance is cataloged under SEO on DirSkills. Advertising Compliance comes from a repository tagged claude, claude-code, compliance, finance and financial-services.

Documentation

README

Excerpt

Advertising Compliance — Investment Marketing & Communications

Regulatory status current as of June 2026 — verify effective dates, dollar thresholds, and pending rulemakings against current SEC/FINRA/FinCEN sources before advising.

Core Concepts

SEC Marketing Rule (Rule 206(4)-1)

Effective November 4, 2022, the SEC's Marketing Rule replaced both the prior Advertising Rule (old Rule 206(4)-1) and the Cash Solicitation Rule (old Rule 206(4)-3) for investment advisers registered under the Investment Advisers Act of 1940. The rule applies to any "advertisement" — defined broadly as (1) any direct or indirect communication by an adviser that offers or promotes investment advisory services, or (2) any endorsement or testimonial for which the adviser provides compensation.

This is the opening of the README. Read the full README on GitHub.

Frequently asked about Advertising Compliance

What else does JoelLewis publish alongside Advertising Compliance?
Advertising Compliance is one of 25 skills that DirSkills catalogs from JoelLewis/finance_skills, the repository it ships in. Its siblings there include Account Maintenance, Account Opening Compliance and Account Opening Workflow. Each one is a separate skill with its own page in this directory, installs the same way Advertising Compliance does, and is maintained by JoelLewis in that same repository. The rest of the collection is listed on the JoelLewis/finance_skills page.
How does Advertising Compliance compare to other SEO skills?
Advertising Compliance ranks #181 by stars among the 197 SEO skills in this catalog. The most-starred ones next to it are App Store Optimization, Answer Engine Optimization and SEO Analysis. DirSkills ranks by the star count of the repository each skill ships in, so that order reflects how popular those repositories are rather than any review of Advertising Compliance against them. Open each page to compare what they document and how they install.